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Broker-Dealer Disclosure Information

Please follow the links below to review the respective disclosure information. Feel free to reach out to contact us with any questions.

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Canadian Clients

Rainmaker Securities, LLC (“RMS”) is a FINRA registered broker-dealer and SIPC member.

Find this broker-dealer and its agents on BrokerCheck. To view our additional, important disclosures, please visit our Disclosures page.

RMS is engaged by its clients to make referrals to buyers or sellers of private securities (“Securities”). If such client closes a Securities transaction with a buyer or seller so referred, RMS is entitled to a success fee from the client. Such success fee may be in the form of cash or in warrants to purchase securities of the client or client’s affiliate. RMS or RMS representatives may hold equity in its issuer clients or in the issuers of securities purchased or sold by the parties to a transaction.

Investments in the Securities are speculative and involve a high degree of risk. An investor in the Securities should have little to no need for liquidity in the foreseeable future and have sufficient finances to withstand the loss of the entire investment. Potential buyers or sellers of the Securities should seek professional counsel prior to entering into any transaction.

Rainmaker Securities, LLC

(888) 333-1091

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