Requirements for Investing in Pre-IPO and other Private Securities

• Financial Minimums for Natural Person Investors

  • Net worth over $1 million, excluding primary residence (individually or with spouse or partner); or

  • Income over $200,000 (individually) or $300,000 (with spouse or partner) in each of the prior two years, and reasonably expects the same for the current year.

• Financial Minimums for Entity Investors

  • investments or assets in excess of $5 million; or

  • wholly owned by natural persons meeting minimum requirements

• Risk tolerance to accept the potential for total loss of investment

• No need for liquidity in the foreseeable future

• Sophisticated understanding of private securities and/or professional representation

• Minimum Transaction size of $50,000-$100,000 on the low end